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Al Melchior

2010 Draft Prep: AL tiers using ERA and K/9

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Over the past few weeks, I have been touting RC/27 as a metric that can make your drafting and roster management more efficient. With a single measure, you can size up the offensive potential of any position player in Fantasy.

Pitchers don't make our lives nearly so simple.

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Evaluating them by their projected Fantasy value (e.g., 5x5 value, Fantasy Points) can be a good way to set your initial draft rankings, but if you play in a non-standard format or just want to highlight a few sleepers who could exceed their playing time projection, you may want another method. The problem with settling on a single pitching stat for ranking purposes is that each measure has its blind spots and shortcomings. ERA tells us nothing (at least directly) about strikeouts. WHIP ignores home runs. Wins can be a product of run support and luck, and so it goes.

If one stat just won't do, then how about sorting pitchers by two stats? If you are tempted to cluster pitchers by ERA and WHIP, then you should probably try another approach. The problem is that these measures also correlate with each other. Looking at pitchers who started at least 20 games last season, 75 percent of the variation in ERA could be explained by the variation in WHIP. You won't find too many starting pitchers whose WHIP ranking is going to stray too far from their ERA ranking.

Would we find the same sort of redundancy if we grouped by pitchers by ERA and strikeout rates? Not so much. Variation in strikeouts per nine innings (K/9) explained only 14 percent of the variation in last year's ERAs. This is a fairly strong relationship, but there are enough holes in it that you can find patterns like the one in the table below.

Clearly, A.J. Burnett's value was not the same as the finesse pitchers listed in the table, but a simple sort by these 2009 ERA and WHIP data would suggest that it was. Because he stranded a lot of baserunners, Burnett didn't have the Fantasy value of a typical 4.04 ERA, 1.40 WHIP starting pitcher. There are many different ways that one can arrive at a particular ERA or WHIP, but Burnett's way -- missing bats, throwing wild and working out of jams -- has more value in Fantasy than contact pitching.

Using ERA and K/9 as ranking criteria is an effective way to sort out the Burnetts from the Nick Blackburns, as well as from pitchers like Jon Lester, who offer high strikeout rates without the wildness. Because we are working with two measures, a simple ranking is hard to achieve, at least at the outset. Fortunately, the pitchers form some clusters when we plot their projected ERAs and K/9 ratios. And plotting their projected stats is exactly what we have done for 70 American League starting pitchers who project to pitch at least 100 innings in 2010.

Each of the color-coded clusters represents a tier bounded by the pitchers' projected ERA and K/9 values. These tiers not only group pitchers with others who will have similar value, but they also place Blackburn and Lester in different categories from Burnett, despite the statistical similarities they share with him.

The ERA and WHIP thresholds for the tiers are as follows.

  • Tier 1: ERA no higher than 3.60 and K/9 no lower than 7.5
  • Tier 2: ERA no higher than 4.00 and K/9 no lower than 6.5
  • Tier 3: ERA no higher than 4.40 and K/9 no lower than 6.0
  • Tier 4: ERA no higher than 4.60 and K/9 no lower than 4.0

We will take a look at each of these clusters, finding the commonalities and shedding some light on some of the pitchers who don't fit neatly into their tiers.

Tier 1: The Elite

These are the best pitchers that the American League has to offer from a skills perspective, and the most reliable of these -- Felix Hernandez, Zack Greinke, CC Sabathia, Jon Lester and Justin Verlander -- merit a first- or second-round pick in mixed leagues. The others are here because of their potential for great rate stats, but they have durability issues (or in Joba Chamberlain's case, role uncertainty) that merit a downgrade.

Notable outliers: Sabathia is relatively light on Ks for this group, but he makes up for the slight deficit with outstanding control. He has not walked as many as three batters per nine innings since 2004, which is why he is consistently good for a sub-3.50 ERA and sub-1.20 WHIP. During his rookie season, Joba Chamberlain showed that he has the stuff to possibly be an elite pitcher, but last year he failed to replicate his high strikeout rate as a starter. He will need to do that in 2010, and of course, actually nail down a rotation spot first.

Tier 2: Solid Mixed Leaguers

Several of the pitchers in this group are practically a lock to be among the 20 best starters in the American League, and a few are just a cut below the elite (e.g., Josh Beckett, Cliff Lee, Jered Weaver). Others -- such as Brandon Morrow, Justin Masterson and Max Scherzer -- have a chance to be in the Top 20, but they will have to make good on their untapped potential. Ben Sheets and Daisuke Matsuzaka have the skill profile to hang with this group, but both will have to rebound from injuries.

Notable outliers: To look at James Shields' location on the graph (3.97 projected ERA, 7.0 projected K/9), he appears to be just a hair away from the third tier. However, if you assume that he gets a deserved BABIP adjustment (from .313 in '09) and returns to his previously sparkling walk rates, you have a projection that looks a tad pessimistic. Gavin Floyd, on the other hand, has to prove that he won't regress towards his previously-lackluster strikeout rates. Otherwise, it's back to the third tier for the 27 year-old.

Tier 3: Lower-End Mixed Leaguers

This group is largely divided between high-strikeout pitchers with less-than-stellar control and moderate-strikeout pitchers with above-average control. In other words, each of these pitchers is strong enough in at least one aspect of their game that they merit a mixed league slot, but weak enough in another that they don't belong in the elite or sub-elite tiers. Clay Buchholz and Marc Rzepczynski are close enough to the second tier and young enough that they could take a larger leap than anticipated. If you are comfortable with taking a chance on unproven pitchers with uncertain roles, then both hurlers could pay off big in the mid-to-late rounds of a mixed league draft.

Notable outliers: A 4.19 ERA projection for Javier Vazquez might seem harsh, given his high K-rates and superb 2009 season. Just remember two things: '09 looked like a peak year for the 33 year-old Vazquez, and the Yankees' acquisition has struggled in home run parks (i.e., Chase Field, U.S. Cellular Field) before. Neftali Feliz has second-tier potential in 2010, but he will need better control than what he showed in the high minors.

Tier 4: The Rest

With a handful of exceptions, this group consists of low-strikeout pitchers who will be of minimal use in mixed leagues, but are sufficiently effective at minimizing walks and preventing homers to be valuable in AL-only leagues. As for the exceptions, you won't find a much riskier bunch to take a flier on. Ervin Santana, Dontrelle Willis, Carl Pavano and Ian Snell have all had their moments of Fantasy glory, but none posted an ERA below 4.80 in 2009. Colby Lewis did have a splendid season last year, but that was in Japan. He hasn't faced major league hitters since 2007.

Notable outliers: When you strike out as few batters as Mark Buehrle does, you had better be extremely careful with walks and homers. He is not notably flyball-shy, but Buehrle's control is consistently impeccable. He is a rarity: a below-average strikeout pitcher you can absolutely trust in a mixed league.

Next up: National League Starting Pitchers by ERA and K/9 tiers.

Glossary
Runs Created per 27 Outs (RC/27) -- An estimate of how many runs a lineup would produce per 27 outs if a particular player occupied each spot in the order; ex. the RC/27 for Miguel Cabrera would predict the productivity of a lineup where Cabrera (or his statistical equal) batted in all nine spots; created by Bill James
Component ERA (ERC) -- An estimate of a what a pitcher's ERA would be if it were based solely on actual pitching performance; created by Bill James
GO/AO -- Ground out-fly out ratio
GB/FB -- Ground ball-fly ball ratio
Batting Average per Balls in Play (BABIP) -- The percentage of balls in play (at bats minus strikeouts and home runs) that are base hits; research by Voros McCracken and others has established that this rate is largely random and has a norm of approximately 30%
Isolated Power -- The difference between slugging percentage and batting average; created by Branch Rickey and Allan Roth
Walk Rate -- Walks / (at bats + walks)
Whiff Rate -- Strikeouts / at bats

Al Melchior will be providing data-centric advice columns Fantasy owners all season. Click here to send him a question. Please put "Melchior" in the subject field.

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Player News
Chase Utley
Utley gets into swing of things
Chase Utley, 2B, PHI
11:05 AM
News: In the latest stage of his recovery from a troublesome knee injury, Phillies second baseman Chase Utley took two sessions of batting practice Thursday, the Philadelphia Inquirer reports. Utley, who has not played this season, also took limited infield practice. There is still no timetable for his return. "I was encouraged with the way the ball was jumping off his bat and how nice he was swinging," Phillies manager Charlie Manuel said. "And any time he goes out and takes ground balls, I get encouraged by that."
Analysis: While his batting sessions remain encouraging, Utley continues to be held back in the field as that part causes the 33-year-old the most pain in his balky left knee. He will begin a rehab assignment in Florida when he feels comfortable, but that is still uncertain. "I think it's a matter of him feeling like he's ready to go play in a game," Manuel said. "I think it's a matter of him being healthy enough and thinking that he's ready." Utley said he will likely play with some form of pain the rest of his career. He could return at some point in late June so Fantasy owners should keep him stashed in most formats.

Emilio Bonifacio
Bonifacio out 4-6 weeks
Emilio Bonifacio, CF, MIA
5/24/2012
News: Marlins outfielder Emilio Bonifacio, already on the 15-day DL, will miss an additional 4-6 weeks since he will have thumb surgery on Friday.
Analysis: This is a terrible development for the Marlins and Fantasy owners. Bonifacio was hitting .394 in his previous nine games before going on the DL and was a valuable source of steals for Fantasy owners. He is now out until late June at the earliest, so continue to stash him in Fantasy. Bryan Petersen will continue to start in center field in Bonifacio's absence.

Austin Kearns
Kearns placed on disabled list
Austin Kearns, LF, MIA
5/24/2012
News: The Marlins put outfielder Austin Kearns on the 15-day disabled list on Thursday, retroactive to May 23. Kearns sustained a strained right hamstring while running the bases in Tuesday's game against the Rockies. He was replaced on the Marlins' active roster by outfielder Kevin Mattison, who was recalled from Triple-A New Orleans.
Analysis: Kearns had been on fire at the plate, and he was the main playing time beneficiary of Gaby Sanchez's demotion to Triple-A, as Logan Morrison vacated left field to play first base. When Kearns returns, it could be to a reserve role, so owners looking to clear a DL spot should monitor the Marlins' outfield situation over the coming weeks. It may not be worthwhile hanging on to Kearns while he recovers from his injury.

Freddie Freeman
Freeman still having eye trouble
Freddie Freeman, 1B, ATL
5/24/2012
News: The Atlanta Journal-Constitution reports that Braves first baseman Freddie Freeman is still dealing with a dry-eye issue that kept him out of a game last week. Freeman had a procedure to plug his tear ducts, but that, along with eye drops and contact lenses, have not completely eradicated the problem. Freeman was out of the Braves' starting lineup for Thursday's game at Cincinnati, though it has not been reported as to whether his absence was related to his eye problem. Eric Hinske got the start at first base in Freeman's place.
Analysis: It had appeared as if Freeman had put this medical issue behind him, so this latest report is something that should concern his Fantasy owners. Given that Freeman's absence from the lineup may not be related to his eye problem, there may not be any need for owners to take action, but it is certainly a situation worth following. When he is healthy enough to play, Freeman is worth starting in virtually all formats.

Addison Reed
Bad first impression for Reed
Addison Reed, RP, CHW
2:44 AM
News: Newly-named White Sox Closer Addison Reed was not pitching in a save situation on Thursday, however the team did turn to him to pitch the 10th inning of a five-run game against the Twins. Reed struck out two in the inning, however he was hit hard, giving up two runs on a home run off the bat of Justin Morneau. He finished with those two earned runs and strikeouts in one inning, as the White Sox won, 11-8.
Analysis: It was not a save situation, but that was not a good first impression for the Fantasy owners who picked him up today after hearing the news. Reed had four saves in his last six appearances before Thursday, and he has allowed runs in just two of his 18 appearances this season. He should still be added in many mixed Fantasy leagues, however this was certainly not a good outing for him.

Dan Haren
Haren masterful in complete game
Dan Haren, SP, LAA
1:11 AM
News: Angels starting pitcher Dan Haren had yet to find his way in the 2012 season prior to Thursday’s game against the Mariners, however he looked as good as he ever has in the game, picking up his sixth career complete-game shutout to lead the Angels to a 3-0 win. Haren allowed just four hits in the game while establishing a new career-high in strikeouts with 14, as he mowed through the Mariners offense with ease. Haren allowed just three runners to reach second base, two of them on stolen bases, but was never in any real trouble, as he picked up just his second win of the season. Haren needed 126 pitches to finish the game, tossing first pitch strikes to 22 of the 31 batters he faced, as he was in control all night.
Analysis: Haren has typically been a much stronger first-half player than a second-half player, so the fact that his ERA was standing at a fairly robust 4.37 before this game was something of a surprise. After just one start, Haren lowered that number to 3.76, while simultaneously putting to rest any doubts about a possible decline in skills in his age-31 season. With the exception of an ugly 2-5 record, Haren’s starts are largely where we expected them to be this season, as he has struckout more than four batters for every one he has walked through 64 2/3 innings. He is set to face a tough Yankees lineup in his next start, on Tuesday during Week 9 (May 28-June 3), however he has put up a 5-1 record with a 3.43 ERA against them in 10 career starts, so consider him a solid Fantasy option in all formats.

Yuniesky Betancourt
Betancourt begins rehab
Yuniesky Betancourt, SS, KC
1:43 AM
News: Royals shortstop Yuniesky Betancourt was back on the field on Thursday, as the designated hitter for Double-A Northwest Arkansas, as he began his rehab assignment while recovering from his ankle injury. Betancourt went 2 for 5 in the game, with a pair of strikeouts and RBI.
Analysis: Betancourt is getting closer and closer to getting back on the field for the Royals,but he will need at least a week of rehab, first in Double-A and then Triple-A, before he is ready to return to the majors. Betancourt's last game before the injury was back on May 1 at Detroit and the shortstop has a .280 batting average on the season with a homer and three RBI over 50 at-bats. When healthy, Betancourt should be considered merely an AL-only option.

Jimmy Rollins
Rollins returns from paternity leave
Jimmy Rollins, SS, PHI
1:39 AM
News: Phillies shortstop Jimmy Rollins returned from the paternity list on Thursday, after missing the team’s previous three games to be with his wife while she gave birth. Rollins went 2 for 6 in the game with a strikeout, as the Phillies defeated the Cardinals, 10-9. it was Reyes’ 11th multi-hit game of the season.
Analysis: Reyes has struggled to start the season, and unlike most of the other players on the Phillies’ roster, he has not begun to show signs that he is bouncing out of it, as he has been hitting just .222 in the month of May after a .235 April. He remains a solid bounce-back candidate given his past production, and should be kept active in most formats, despite his troubles.

Alex Rodriguez
Adjustment for A-Rod pays off
Alex Rodriguez, 3B, NYY
5/24/2012
News: The New York Post reports that Yankees third baseman Alex Rodriguez has made adjustments to his batting stance, and he credits his strong performance on Wednesday against the Royals to the changes. Rodriguez told reporters after Tuesday's win, "I feel like I’m about to go off.," after widening his stance and shortening his leg kick in his last at-bat in the game. He carried the changes over into batting practice on Wednesday and into the subsequent contest, in which he went 2 for 4 with a pair of homers and three RBI.
Analysis: Time will tell if Rodriguez's tweaked stance will translate into better production. He had been hitting flyballs at a much lower rate this season, which had led to fewer extra-base hits. It's a trend to watch in the coming days and weeks. Even if A-Rod's power spike is short-lived, he still has enough power that he is worth starting in nearly all formats.

Dan Jennings
Report: Jennings could get the call
Dan Jennings, RP, MIA
1:34 AM
News: The Marlins sent down relief pitcher Mike Dunn to Triple-A after Thursday's game against the Giants, leaving them with a need for a left-handed reliever that the Sun Sentinel reports will likely be Dan Jennings, currently pitching for Triple-A New Orleans.
Analysis: Jenings was previously with the team, making just two appearances before going back down again. If he gets the call, it will likely just be for middle relief and situational usage, so he is not worth adding in any Fantasy formats.

 
 
 
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